1. Introduction
Version followed: the four founding British object-relations strands, kept separate. Fairbairn: Psychoanalytic Studies of the Personality (1952), mainly the papers of 1940 (schizoid factors), 1941 (transitional techniques), 1943 (repression and return of bad objects), 1944 (endopsychic structure), plus his 1958 paper “On the nature and aims of psycho-analytical treatment”. Winnicott: Through Paediatrics to Psycho-Analysis (1958; papers of 1947 and 1954), The Maturational Processes and the Facilitating Environment (1965; papers of 1960–63), Playing and Reality (1971), Therapeutic Consultations in Child Psychiatry (1971), and “Fear of breakdown” (1974). Balint: Primary Love and Psycho-Analytic Technique (1952), Thrills and Regressions (1959), The Basic Fault (1968). Guntrip: Schizoid Phenomena, Object-Relations and the Self (1968), plus his 1975 account of his analyses with Fairbairn and Winnicott. Excluded: Klein and the Kleinians, the later Independents (Bollas, Casement, Khan), Balint groups for GPs, and Balint/Malan focal psychotherapy.
What it is. This is a body of theory and clinical stance, not a manualised therapy. No founder wrote a treatment manual, a set of phases or session counts. What they did leave is a clear clinical stance and a set of things they describe actually doing, and those are given below by author. Phases, sequencing and adaptation to ordinary once- or twice-weekly psychotherapy are this guide’s own [synthesis]. [source: Fairbairn 1952, 1958; Winnicott 1958, 1965; Balint 1968; Guntrip 1968]
How change happens. Personality forms in relationships. The person seeks objects (Fairbairn), not drive discharge. Where the early environment failed, the ego split around internalised bad objects (Fairbairn). In Winnicott’s account a compliant false self grew to protect a hidden true self. Balint calls the result a “basic fault”, and Guntrip a withdrawn, regressed ego. Change comes from a new, reliable relationship with the therapist. That relationship (a) lets the closed inner world open up and bad objects loosen their hold (Fairbairn); (b) gives a holding setting in which the person can regress to dependence, unfreeze the old failure and grow again from the true self (Winnicott); (c) allows a “new beginning” through being recognised, not gratified (Balint); and (d) lets the regressed ego be reborn and regrow (Guntrip). The relationship itself is the active ingredient. Interpretation works only inside it. [source: Fairbairn 1958 (“to effect breaches of the closed system”, as quoted in the McGraw-Hill chapter); Winnicott 1954 via Khan 1975 introduction; Guntrip 1968 Introduction, pp. 11–12]
About the sources. The founders’ books are copyrighted. Sources include: Khan’s introduction to Through Paediatrics (which summarises Winnicott 1947/1954), the opening of Guntrip 1968 (Introduction and ch. 1), and secondary accounts of Balint and Fairbairn. Points tagged [source: …] come from standard knowledge of those texts; where the detail matters (chapter numbers, exact sequences), check it against the book. Example wording is illustrative unless it is quoted and cited.
2. Framework
The founders described no phases. The structure below is a [synthesis]: it arranges what they describe into a working order. Most patients will not pass through every phase, and the phases overlap.
Original formats. Winnicott and Balint practised psychoanalysis at about five sessions a week of roughly 50 minutes, on the couch, for years. Winnicott also gave one-off or a few “therapeutic consultations”, and treatment “on demand” at irregular intervals for children. Fairbairn gave up the couch: the patient sat in a chair while he sat at a desk, not directly facing them [source: Fairbairn 1958]. Guntrip practised psychoanalytic psychotherapy, at a frequency that is not stated here [uncertain]. No source gives session counts. Using this approach at one to three sessions a week is a [synthesis] and allows less regression to be held safely.
Phase A: Consultation and assessment (1–3 sessions).
- Goals: find out what the patient needs. Winnicott 1954 sorts patients into three groups: (1) those who function as whole persons, whose problems lie in interpersonal relationships and who suit classical interpretive work; (2) those whose wholeness of personality is only just established, where the analyst’s survival is the key issue; (3) those whose early development failed before a unit self formed, and who need management and possibly regression. [source: Winnicott 1954; Khan 1975 introduction] Also assess the level of the work (Oedipal, basic fault or creation: Balint 1968), ocnophil or philobat style (Balint 1959), and schizoid features (Guntrip 1968, ch. 1).
- For some patients, especially children, the consultation is the whole treatment (Winnicott 1971).
- Move on when you have agreed a frame and know roughly which group and level you are working at.
Phase B: Setting and holding (first weeks to months).
- Goals: a reliable frame (time, place, punctuality, the therapist’s survival and steadiness); a working link with the central ego or caretaker false self; early, light interpretation.
- Move on when the patient uses the setting, comes reliably and shows signs of trust (for example, brings material they were ashamed of).
Phase C: Working through defensive organisation (months to years).
- Goals: interpret the moral defence, attachment to exciting and rejecting objects, the transitional techniques (phobic, obsessional, hysterical, paranoid), false-self compliance, and the internal saboteur’s hatred of need. Guntrip expects Oedipal and depressive material to cover a deeper schizoid layer.
- Move on when the patient experiences the defences as their own, and dependence or withdrawal shows up in the transference.
Phase D: Regression to dependence / basic-fault work (only for some patients; open-ended).
- Goals: let the patient depend on you in a limited, held way. Management comes before interpretation, and you work unobtrusively.
- Winnicott’s sequence, as Khan summarises it:
- A setting that gives confidence.
- Regression to dependence, with a due sense of risk.
- A new sense of self.
- Unfreezing of the environmental failure situation.
- Anger at the early failure, felt and expressed in the present.
- Return from regression toward independence.
- Instinctual life becoming available with vitality.
- Continue only while the regression is benign (Balint’s criteria in §4, B4). Shift to firmer structure if signs of malignant regression appear.
Phase E: New beginning and release (overlaps with D).
- Goals: Balint’s new beginning (new, less defended ways of relating, tried out with the analyst); Fairbairn’s release of bad objects from the unconscious inside a good-object relationship; anger at the analyst’s failures in the present (Winnicott).
- Markers: the patient spontaneously tries something they could not do before, less compulsive clinging or distancing, and less self-blame.
Phase F: Toward mature dependence and ending.
- Goals: Fairbairn’s mature dependence, meaning relating to differentiated others without infantile identification. Also the capacity to be alone in your presence, to play, and to use you as a real external object.
- End when the patient can take up and drop the relationship with you, and when ending is mourned rather than lived as abandonment. Ending criteria are a [synthesis]; the sources give none.
3. Guiding principles
- People are object-seeking (Fairbairn 1944, 1952). In practice, ask what relationship a symptom keeps going, not what pleasure it gives.
- The relationship is the decisive factor (Fairbairn 1958; Guntrip 1968). Your reliability and real presence are the treatment. Interpretation serves the relationship, not the other way round.
- Psychopathology comes from environmental failure (Winnicott; Balint 1968). Treat the patient’s demands as need, not as instinctual wish. Khan reports Winnicott’s point that in regressed states “wish” is the wrong word and “need” the right one. [source: Khan 1975, p. xxiii]
- Management before interpretation for patients who never formed a unit self. Get the setting right first; interpretation has clinical value only once management works. [source: Winnicott 1954 via Khan 1975, p. xxvi]
- Management is not indulgence. You meet needs through the setting, not by satisfying whims. [source: Khan 1975, p. xxvi]
- Interpret sparingly and humbly. Winnicott said he interpreted mainly “to let the patient know the limits of my understanding” and regretted delays caused by “my personal need to interpret” [source: Winnicott 1969]. Balint warned that over-interpreting makes the patient feel diminished and fuels malignant regression [source: Balint 1968, via Wikipedia and ALSF-Chile].
- Survive without retaliating (Winnicott 1969). When you are attacked, stay the same: no punishment, no collapse, no change of frame.
- Be unobtrusive; give up omnipotence (Balint 1968). Be steady and usable, like water or earth for a swimmer or walker, not a powerful giver of insights. An analyst who appears omnipotent keeps the patient regressed. [source: ALSF-Chile summary of Balint 1968]
- Recognise; don’t gratify (Balint 1968). Acknowledge the need fully, and respond with time, attention and the frame, not with extra love or special favours.
- Fit the technique to the patient. Winnicott’s aims were “keeping alive; keeping well; keeping awake”. When a patient needs something other than analysis, give it, and know that you are doing so [source: Winnicott 1962]. Fairbairn changed the seating to suit his view of the relationship (1958).
- Protect the hidden self. The true self has a right not to communicate (Winnicott 1963). Don’t push for disclosure. Hiding is a defence of the self, not just resistance.
- Use countertransference, including hate (Winnicott 1947). Don’t deny real hate in yourself. Sort out what the present situation justifies and keep it “in storage” for later use. [source: Khan 1975, p. xxiv]
- Mistakes can be used (Winnicott 1963). Your small failures let the patient feel, in the present and within limits, anger at the original failure. Acknowledge them; don’t defend.
- Regression can be benign or malignant (Balint 1968; Winnicott 1954; Guntrip 1968). Allow regression in phases, as a way to grow, never as a way of life. [source: Khan 1975, p. xxvii; IPA Encyclopedic Dictionary]
- Look for the schizoid core (Guntrip 1968; Fairbairn 1940). Under depressive guilt and Oedipal conflict, expect withdrawal, fear of relating, and a weak, regressed ego.
- Aim for mature dependence, not self-sufficiency (Fairbairn 1941). Self-sufficiency is often a schizoid defence. Health means relating to others who are separate from you.
- Enable play (Winnicott 1971): “Psychotherapy has to do with two people playing together.” If the patient cannot play, helping them to play comes before interpreting.
- Read the non-verbal. At the level of the basic fault, words lose their usual meaning, so mood, posture and silence carry the message. [source: Balint 1968, via ALSF-Chile]
4. Intervention inventory
The interventions are grouped by author. The founders mostly describe stances and interpretive targets, not scripted exercises. The steps below turn their descriptions into usable sequences; where a step is the guide’s own, it is marked [synthesis]. All example language is illustrative. Codes: F = Fairbairn, W = Winnicott, B = Balint, G = Guntrip.
F1. The real relationship as the agent of change (Fairbairn)
- Purpose / when: All the time. Fairbairn 1958 holds that the real relationship between patient and analyst is the decisive therapeutic factor, and interpretation alone is not enough. Use it on purpose with patients whose inner world is closed off. [source: Fairbairn 1958; McGraw-Hill chapter]
- Steps:
- Keep the frame steady, reliable and personally warm. Avoid both detached neutrality and familiarity.
- Notice when the patient treats you as the exciting object (tantalising, promising) or the rejecting object (cold, critical).
- Show by your behaviour that you are neither, and then name the difference.
- Point out the patient’s surprise when you do not fit the inner template.
- Example language (illustrative): “You were sure I’d be irritated that you cancelled. You seem almost thrown that I’m not.”
- Watch for / working when: The patient notices you as a separate, real person. Expect anxiety, because a good real object threatens the closed system. It is working when transference expectations are disconfirmed and the patient puts that into words.
F2. Interpreting the moral defence (Fairbairn 1943)
- Purpose / when: For patients who blame themselves for abuse or neglect, and for guilt that seems out of proportion or stubborn. The child takes the badness into itself, as conditional badness (“I am bad”), so that its parents can stay good and the world safe. Guilt then defends against an unbearable world of bad objects. [source: Fairbairn 1943; Get Therapy Birmingham summary; FrancoAngeli abstract]
- Steps:
- Collect the self-blaming statements.
- Wonder aloud what the alternative to being bad would mean, namely that the people they depended on were bad and they were powerless.
- Interpret the guilt as protecting the image of the parent and the child’s sense of control.
- Go slowly. Pace this with F3, because undoing the defence releases the bad objects.
- Example language (illustrative): “If it was your fault, at least there was something you could have done. If it wasn’t, you were a small child alone with someone dangerous.”
- Watch for / working when: Grief, rage at the parent, or a sudden rush of persecutory anxiety, which means the release is happening too fast. Working when self-blame softens without the patient breaking down.
F3. Release of bad objects from the unconscious (Fairbairn 1943)
- Purpose / when: Fairbairn treats this release as a central aim, but only once the therapist has become a good enough object for the patient to bear it. He calls the psychotherapist “the true successor to the exorcist”. [source: Fairbairn 1943]
- Steps:
- Confirm that a secure relationship exists (Phase B done).
- Follow emerging memories, dreams and transference states in which persecutory figures appear.
- Hold the patient’s fear; don’t push. Interpret the fear of release itself as resistance.
- Help the patient face the bad object as belonging to the past and the inner world, now that a good external object is present. [synthesis for step order]
- Example language (illustrative): “That voice telling you you’re disgusting is old. It got inside a long time ago. Let’s look at it together rather than you facing it alone.”
- Watch for: Overwhelm and paranoid states (Fairbairn links the return of bad objects to war-neurotic breakdown). Slow down and strengthen the holding if this happens. Working when the patient can talk about the internal persecutor without being taken over by it.
F4. Interpreting attachment to bad objects as the deepest resistance (Fairbairn 1943/1944)
- Purpose / when: In repetition, negative therapeutic reaction and staying loyal to hurtful people. Fairbairn explains resistance as the patient’s attachment to internal bad objects and dread of their release, not as a drive. [source: Fairbairn 1943; FrancoAngeli abstract lists negative therapeutic reaction and repetition compulsion as reframed]
- Steps:
- Notice when progress is followed by worsening, or when the patient goes back to a frustrating partner or parent.
- Interpret the loyalty: giving up the bad object feels like losing the only object there is.
- Link this to the transference, where improvement means leaving the old object for you.
- Example language (illustrative): “Every time things improve here, something pulls you back to your father’s verdict on you. Maybe getting better feels like betraying him.”
- Watch for / working when: Guilt about disloyalty, and fear that you will become the abandoned bad object. Working when setbacks after progress get shorter.
F5. Mapping endopsychic structure in the transference (Fairbairn 1944)
- Purpose / when: To organise what you hear. There are three ego–object pairs: central ego with ideal object; libidinal ego with exciting object; antilibidinal ego (“internal saboteur”) with rejecting object. Use the map when the patient swings between longing and contempt. [source: Fairbairn 1944; Get Therapy Birmingham §3.1]
- Steps:
- Notice which pair is active: longing and hope (libidinal), contempt for one’s own needs (antilibidinal), or polite and adapted (central).
- Name the state, and the object you are being cast as, in plain words.
- Interpret the internal saboteur’s attacks on the patient’s needs.
- Over time, link the split-off states back to the central ego. Fairbairn’s aim is maximum synthesis of the split ego [source: Fairbairn 1958].
- Example language (illustrative): “A minute ago you were hoping I’d understand. Now there’s a voice calling you pathetic for hoping. It goes after the part of you that wants something.”
- Watch for / working when: Don’t use the jargon with patients. Working when the patient can notice and name the switch for themselves.
F6. Breaching the closed system (Fairbairn 1958)
- Purpose / when: The patient’s inner world is a closed system, and transference is their effort to fit you into it. The aim is “to effect breaches of the closed system”. Use when sessions feel scripted or nothing new can happen. [source: Fairbairn 1958 as quoted in the McGraw-Hill chapter]
- Steps:
- Notice the repeating scenario the patient creates with you.
- Interpret how they try to make you fit an inner figure.
- Keep offering the real, external you (F1).
- Consider flexible setting arrangements. Fairbairn himself gave up the couch; whether this suits your patient is a [synthesis] judgement.
- Example language (illustrative): “It’s as if this room is already furnished before you walk in, and I’m supposed to play a part that’s already written.”
- Watch for / working when: Intellectual agreement with no change. Working when new, unscripted moments happen between you.
F7. Recognising the transitional techniques (Fairbairn 1941)
- Purpose / when: Phobic, obsessional, hysterical and paranoid patterns are, for Fairbairn, techniques for handling the transition from infantile to mature dependence. Each places the accepted and rejected objects inside or outside the self in its own way. Use this to frame symptoms in relational terms. [source: Fairbairn 1941; details of the four placements from standard accounts, uncertain]
- Steps:
- Identify the dominant technique (for example, phobic flight and return; obsessional control of internal objects).
- Interpret the symptom as a way of managing closeness to, and separation from, needed objects.
- Track it in the transference: control of the session, flights, dramatising.
- Example language (illustrative): “Checking everything three times keeps things in their place, including the people you can’t afford to lose or let too close.”
- Watch for: Over-schematising. Working when the symptom loosens as the dependency it guards is spoken about.
F8. Working with schizoid fear that love destroys (Fairbairn 1940)
- Purpose / when: For detached, intellectualising or role-playing patients, and those who prefer giving to receiving or show off without feeling. Fairbairn’s schizoid tragedy is the fear that one’s love is destructive. [source: Fairbairn 1940]
- Steps:
- Notice detachment, playing a role, and the inner world being valued over people.
- Interpret the withdrawal as protecting others (and you) from the patient’s needy love.
- Take their dependence on you without being harmed, which is the counter-evidence they need.
- Example language (illustrative): “You keep things impersonal here, as if letting yourself need me might use me up.”
- Watch for / working when: Watch for depersonalisation and futility (screen for risk). Working when warmth shows up with less anxiety afterwards.
W1. Providing the holding environment (Winnicott 1954, 1960, 1963)
- Purpose / when: The foundation for every patient. For regressed patients the setting matters more than interpretation. Khan sums up Winnicott: “the setting becomes more important than the interpretation” [source: Khan 1975, p. xxviii].
- Steps:
- Keep time, place, fee and your own state steady. Be punctual and start and end on time.
- Stay alive, awake and interested; stay physically present.
- Notice and repair lapses (lateness, forgetting).
- Prepare for breaks well ahead of time.
- Example language (illustrative): “I’ll be away for two weeks from the 3rd. I’m telling you now because breaks here can feel bigger than they look.”
- Watch for / working when: Reactions to tiny changes in the frame are data, not a nuisance. Working when the patient starts to rely on the frame and brings more unprotected material.
W2. Assessing what the patient needs (Winnicott 1954, 1962)
- Purpose / when: At intake and at impasses. Decide whether the patient needs interpretation (whole-person problems), survival of the analyst (concern and depressive-position work), or management of early failure. [source: Winnicott 1954; Khan 1975]
- Steps:
- Look at continuity of being, integration, and the capacity to be alone and to play.
- Look for a caretaker false self.
- Decide the main mode of work.
- If what is needed is “something else” than analysis, provide it on purpose (Winnicott 1962).
- Example language (illustrative, to yourself): “Is this patient asking to be understood, or to be held together?”
- Watch for: Polished, intelligent patients can be placed in the wrong group because of their false-self competence.
W3. Managing regression to dependence (Winnicott 1954)
- Purpose / when: For third-group patients once trust is established. Follow the seven-step sequence in §2 Phase D. [source: Khan 1975, pp. xxiv–xxvii]
- Steps:
- Make sure the setting is reliable and sessions are frequent enough.
- Let dependence on you come; don’t interpret it away as resistance. Khan notes Winnicott read the patient’s inability to claim need as incapacity, not resistance (p. xxiii).
- Adapt actively but in limited ways (for example, attention to the start and end of sessions, steadiness at breaks).
- Keep the regression to phases, not a way of life (p. xxvii).
- Receive the anger at early failure when it arrives in the present.
- Support the return toward independence.
- Example language (illustrative): “You don’t have to manage on your own in here. For now it’s all right to need me to keep track of things.”
- Watch for: Risk (Winnicott speaks of regression “with due sense of the risk involved”). Pull on you to gratify. Malignant signs (see B4). Arrange outside support (GP, psychiatry, family) as part of management (Khan pp. xxv–xxvi lists the social environment as one type of management).
W4. Turning withdrawal into regression (Winnicott 1954, “Withdrawal and regression”)
- Purpose / when: At moments when the patient goes absent, blank or curled up. Winnicott saw withdrawal as a defence that expects persecution. If the analyst holds the patient at that moment, the withdrawal can become a usable regression. [source: Khan 1975, p. xxxii; detail of the paper]
- Steps:
- Notice the withdrawal (gaze, voice, drifting off).
- Don’t interpret content. Show in words that you know what state the patient is in and what they need.
- Stay steady through the silence.
- Later, link the withdrawal to its trigger.
- Example language (illustrative): “You’ve gone somewhere far off. I’m here; you don’t have to come back until you’re ready.”
- Watch for / working when: Dissociation that deepens rather than settles. Working when the patient returns and reports something like feeling held or accompanied.
W5. Working with the false self (Winnicott 1960)
- Purpose / when: For compliant, successful-but-futile patients, and those who feel unreal. The caretaker false self protects the true self. Analysis carried out with the false self alone is wasted. [source: Winnicott 1960; Khan 1975 notes the self that “exists by not being found”]
- Steps:
- Acknowledge the caretaker self’s competence and protective job.
- Name its compliance with you (being a “good patient”).
- Address the hidden self indirectly; don’t demand that it show itself.
- Expect a period of dependence as the false self hands care over to you.
- Example language (illustrative): “You’ve been an excellent patient. I wonder whether the part of you that would be bored, or furious, has ever been allowed in here.”
- Watch for / working when: Collapse, emptiness or futility as the false self relaxes; this is expected and calls for more holding. Working when there are moments of spontaneity, gesture or real feeling.
W6. Using the analyst’s failures (Winnicott 1963)
- Purpose / when: After your real lapses (lateness, mishearing, a break). The original environmental failure gets re-lived in the present, in a dose small enough to bear, and the patient can now be angry about it. [source: Winnicott 1963; step 5 of the sequence, Khan 1975, p. xxiv]
- Steps:
- Acknowledge the lapse plainly, without over-apologising or defending.
- Make room for the patient’s anger and take it.
- Link the present failure to the early one only after the anger has been felt.
- Example language (illustrative): “I was late, and you were left waiting not knowing whether I’d come. It makes sense that you’re angry with me.”
- Watch for / working when: Your guilt pushing you to over-compensate (gratifying). Working when anger is expressed and survived, followed by relief or closeness.
W7. Surviving destruction: the use of an object (Winnicott 1969)
- Purpose / when: In attacking, devaluing or testing phases. The subject destroys the object in fantasy, and the object’s survival puts it outside omnipotent control so it can be used. [source: Winnicott 1969]
- Steps:
- Don’t retaliate (no coldness, no pointed interpretations, no change of frame as punishment).
- Don’t collapse or appease.
- Stay the same in the next session.
- Interpret later, if at all.
- Example language (illustrative): “You’ve told me this is useless and I’m useless. I’m still here, and I’ll be here on Thursday.”
- Watch for / working when: Your retaliation can be subtle. Working when the patient starts to take things from you and argue with you as a real, separate person.
W8. Restraint of interpretation (Winnicott 1969)
- Purpose / when: When you feel the urge to show you understand. Winnicott says he interpreted mainly “to let the patient know the limits of my understanding”, and that the patient arrives at understanding creatively if the analyst can wait. [source: Winnicott 1969]
- Steps:
- Hold back an interpretation you are certain of.
- Give tentative, partial statements.
- Let the patient find the meaning.
- Example language (illustrative): “I only half follow this, but it seems connected to Sunday somehow?”
- Watch for / working when: Withholding that becomes absence (see the Guntrip 1975 report in G4). Working when the patient produces insights you had not voiced.
W9. Mirroring: giving back what the patient brings (Winnicott 1967)
- Purpose / when: For patients who were not seen. Winnicott compared the therapist’s task to the mother’s face reflecting the baby back. [source: Winnicott 1967, “Mirror-role of mother and family”]
- Steps:
- Reflect the patient’s state accurately and simply, with little interpretive addition.
- Let your face and tone match their affect.
- Example language (illustrative): “You look lighter today.” / “That came out flat, as though it didn’t happen to you.”
- Watch for / working when: Formulaic reflection. Working when the patient feels seen (“yes, exactly”) and becomes more present.
W10. Enabling play and formlessness (Winnicott 1971)
- Purpose / when: For patients who cannot play, free-associate or be spontaneous. The therapist’s task is to bring the patient into a state of being able to play. [source: Winnicott 1971, Playing and Reality, chs. 3–4]
- Steps:
- Allow aimless, unorganised talk without forcing coherence. Winnicott warns against the therapist organising the patient’s nonsense.
- Join in with lightness and humour.
- Note moments of creative surprise.
- Example language (illustrative): “You don’t have to make this make sense. Just let it wander and see where it goes.”
- Watch for / working when: Formlessness that is actually disintegration anxiety (stop and hold). Working when the patient can be playful or surprised by themselves.
W11. Being alone in the therapist’s presence (Winnicott 1958)
- Purpose / when: In silences that seem restful, not defensive. The capacity to be alone develops in the presence of another person. [source: Winnicott 1958, “The capacity to be alone”; Khan 1975]
- Steps:
- Tell restful silence apart from withdrawal (W4) or hostility.
- Don’t fill it. Stay quietly attentive.
- Afterwards, ask how it felt only if it seems useful.
- Example language (illustrative): “We don’t need to talk just now.”
- Watch for / working when: Silence that turns into abandonment. Working when the patient reports peace or creative thoughts arising in the silence.
W12. Handling hate in the countertransference (Winnicott 1947)
- Purpose / when: With psychotic, antisocial or very demanding patients, whenever you feel hatred or wish them gone. [source: Winnicott 1947 via Khan 1975, p. xxiv]
- Steps:
- Admit the hate to yourself and in supervision. Don’t deny it.
- Separate what is justified by the present situation from your own history.
- Keep it “in storage”. Don’t act it out as coaxing or bullying (Khan p. xxiv).
- Disclosure: Winnicott wrote of a stage when the patient can be told, and with an evacuee boy he put outside the door he told him that what happened had made him hate him [source: Winnicott 1947; paraphrase]. Today, any disclosure needs to be rare, timed to the patient’s strength, and discussed in supervision [synthesis].
- Example language (illustrative, much later in treatment): “There were times last year when I felt very angry with you. You were testing whether I could stand you. I could.”
- Watch for: Signs of hate acted out, such as lateness, sleepiness, sarcasm or premature discharge.
W13. Interpreting the fear of breakdown (Winnicott 1974)
- Purpose / when: For a dread of collapse, madness or emptiness that is fixed on the future. Winnicott proposed that the breakdown feared has already happened in infancy, before there was a self to experience it. [source: Winnicott 1974]
- Steps:
- Explore the dreaded catastrophe in detail.
- At a well-held moment, suggest that this is a memory with no images: something that already happened when no one was there to help them register it.
- Let the patient experience it in the transference for the first time.
- Example language (illustrative): “I wonder whether the collapse you’re waiting for already happened, very early, when there was no one to help you know it was happening.”
- Watch for / working when: Don’t use this as reassurance or to brush off current danger, and keep doing standard risk assessment. Working when there is relief, grief, and a lessening of dread.
W14. Therapeutic consultation and the squiggle game (Winnicott 1971)
- Purpose / when: First interviews, mainly with children, as both diagnosis and treatment. One to a few sessions can be enough if the family environment can carry on the work. [source: Encyclopedia.com “Squiggle” (Johns); Winnicott 1971]
- Steps:
- Introduce the game lightly; the child may decline.
- Draw a quick squiggle with your eyes closed or casually and invite the child to turn it into something.
- Then the child makes a squiggle for you to complete.
- Take turns and talk about what emerges.
- Observe your own responses as well as the child’s.
- Follow the theme that comes to the surface until the central problem appears.
- Example language (illustrative): “I’ll make a squiggle, and you make it into anything you like. Then you do one for me.”
- Watch for / working when: Anxiety (play stops). Working when a central theme or dream comes up and the child shows relief. Winnicott relied on the environment to keep the gains going.
W15. Physical holding and extended sessions in deep regression (historical)
- Historical description only. Margaret Little described Winnicott holding her hands for long periods in sessions, extending sessions, and arranging hospital care during her regression (Little 1990). Winnicott’s stated rationale: the regressed patient needs actual adaptation, not just interpretation. [source: Little 1990; uncertain on details]
- Documented concerns and current limits: Later, the Independent-group analyst Masud Khan, who had been Winnicott’s analysand and editor, committed serious boundary violations, documented in the 2000s by Godley and Hopkins [uncertain]. Physical holding of adults is outside what current ethical codes permit in most settings. Touch beyond a handshake, and session extension, need explicit justification, consent, documentation and supervision. “Holding environment” is a metaphor. It has nothing to do with coercive “holding” or “rebirthing” attachment therapies, which have caused deaths (for example Candace Newmaker, 2000) and are not part of this tradition [synthesis].
Harm account: physical holding and extended sessions in regression to dependence (W15)
What was actually done. The best-documented case is Margaret Little's analysis with Winnicott. It is reconstructed here from secondary accounts of her own record (Little 1990), so treat the details as approximate.
- Who and setting. Little was a psychiatrist and analyst. She came to Winnicott at 48, about 13 years after first seeking psychiatric help. Earlier analyses (with a Jungian analyst, then with Ella Sharpe) had engaged her compliant false self and missed her psychotic anxieties. The analysis ran from 1949 to 1955, with a further period in 1957, in Winnicott's consulting room. [source: Gardner 2022; Jornal de Psicanálise 51(95), pp. 105–106]
- How it was introduced. Holding was not offered as a separate technique with its own consent discussion. It grew out of the analysis as Winnicott's response to her silence, panic and withdrawal. His theory held that the regressed patient needs actual adaptation (management), not only interpretation. No account describes an explicit consent conversation. [synthesis; uncertain]
- In sessions. Little lay under a blanket. In early sessions Winnicott held her two hands between his for long stretches while she was "silent, inert, withdrawn, in panic, rage or tears, asleep and sometimes dreaming". He lengthened sessions to about 90 minutes so she could settle before speaking. [source: Gardner 2022, summarising Little 1990]
- Enactments around his property. In an early session Little trampled a vase of white lilac. Winnicott left the room and came back before the end of the hour. The next day an identical vase and flowers stood in the room. Some days later he told her she had destroyed something he valued. It was not discussed again until years later, when he called it "useful". [source: Gardner 2022]
- Treatment at home. During a severe depression, when she could not get to his consulting room, he went to her home five to seven days a week for about three months, in sessions of about 90 minutes. In most of these she lay crying while he supported her, and at times of acute anguish he held her hands. [source: Jornal de Psicanálise 51(95), p. 107]
- Breaks. Winnicott feared she would attempt suicide while he was on holiday, so he arranged a psychiatric admission of about five weeks. He asked that she not be given ECT, sent postcards saying where he was, and gave her a handkerchief. Afterwards sessions dropped to once a week. About 18 months later he ended the work, telling her it was time to take on her own responsibilities. [source: Jornal de Psicanálise 51(95), pp. 108–110]
- Variants in the tradition. The same "extended setting" logic covered extra or open-ended sessions, home visits, between-session contact, contact with the patient's friends, and touch (hand-holding, letting the patient rest against the analyst). It was used for patients judged to need management more than interpretation. [source: Jornal de Psicanálise 51(95), pp. 107, 114; synthesis]
How it caused harm. Little herself credited the analysis with saving her life, and she did not describe the holding as injurious. The harms below come from the mechanism, from what happened around it, and from what it licensed in the wider circle. They are not a claim that Little was abused. [synthesis]
- The analyst became the actual caretaker, so his absences became catastrophic. At the hospital she asked to be left alone, and about eight staff came into her room. She raged and threw objects, was put in isolation, and became paranoid, seeing the nurses as "demons". The extended setting handed her to a coercive ward at the moment the analyst withdrew. [source: Jornal de Psicanálise 51(95), p. 108, quoting Little 1992, p. 16]
- Nobody can control what touch means to the patient. Gabbard notes that therapist-initiated touch is riskier because "one can never know in advance how the patient will experience the overture". Patients with sexual trauma may experience a hug or touch as assault, and the therapist's unconscious motives may be hidden even from themselves. Repeated embracing can mark the start of progressively damaging violations. [source: Gabbard 2005]
- The slippery slope. Gabbard lists the subtle, non-sexual precursors of sexual misconduct: regularly extended sessions, late-evening appointments, meetings in unusual places, free treatment, large gifts and personal self-disclosure. W15 combined several of them. He describes a "masochistic surrender" pattern in which therapists stop charging, accept late-night calls, "eventually hold the patient" and sometimes go on to sexual contact. [source: Gabbard 2005]
- The dyad was isolated. None of this work had outside consultation. Gabbard calls isolation "perhaps one of the greatest risk factors" for boundary violations. [source: Gabbard 2005]
- Gratification can turn regression malignant. Meeting regressed needs concretely can feed escalating demands rather than recognition (Balint's malignant regression, B4). [source: Balint 1968]
- When the slide ends in sexual contact. In a survey of patients seen after sexual involvement with a prior therapist, 14% had attempted suicide and 11% had needed hospitalisation. Only 17% of those harmed had fully recovered, and harm sometimes surfaced years later. These figures are about sexual involvement, not non-sexual holding. [source: Pope & Vetter 1991]
- The same circle's frame failed. Winnicott analysed Masud Khan for about 15 years while also using him as collaborator and editor, sponsoring him and referring patients to him. Sandler concludes that Winnicott "was unable to hold the frame". See the next account. [source: Sandler & Godley 2004, pp. 33–35]
Recognising it today.
- Phrases. "Your inner child needs to be held", "reparative" or "corrective" touch, "I'll be the mother you never had", "we'll go as long as you need", and "holding" or "reparenting" meant literally rather than as a metaphor. [synthesis]
- Rebrandings. Schiffian "total regression reparenting": adults living at the therapist's institution for up to several years, with bottle-feeding and lap pillows, critiqued for leaving clients "at the mercy of the therapist and the institution". Also regression or "inner-child" workshops that include cradling, and coercive attachment "holding" or "rebirthing" (already noted above as outside this tradition). [source: Wikipedia "Reparenting", citing Mountain 2022; synthesis]
- Red flags in a colleague or service. Sessions that routinely overrun, especially the last of the day. Home visits by a lone therapist without a team plan. Touch that the therapist starts or repeats. Free or reduced fees the patient cannot question. Night-time contact. A therapist who says only they understand this patient. No supervision, or secrecy about the case. The patient drawn into helping, befriending or working with the therapist. [source: Gabbard 2005; synthesis]
- How legitimate practice differs. In legitimate practice the holding environment is a metaphor for reliability, punctuality, attention and surviving attacks (W1, W7). Any contact beyond a handshake is "an extraordinary event": usually started by the patient, discussed for its meaning, and not repeated. Crisis home treatment is done by teams with documented plans. Cover for breaks goes through a GP, crisis team or psychiatrist, not an admission arranged privately by the therapist. [source: Gabbard 2005; synthesis]
What to do instead / helping those harmed.
- Instead. Use verbal holding (W4), a steady frame and enough session frequency. Follow Balint's rule of recognition, not gratification (B4). Plan breaks early, with named cover. For suicidal regressed patients, share care with psychiatry. If a patient asks to be held, explore what it means, decline the action warmly, write it up and take it to consultation. Gabbard: "the very issue you are concealing is exactly what you should be sharing with a consultant." [source: Gabbard 2005; synthesis]
- Assessing clients who went through it. Ask concretely what happened: touch, session length, home visits, contact outside sessions, any sexualisation. Ask how it felt then and how it feels now. Expect gratitude and harm side by side, loyalty to the former therapist, and harm that only emerges later. Assess suicide risk. Don't re-enact the old therapy by offering holding to "finish" it, and don't condemn the former therapist in a way that leaves the client no room for their attachment. [source: Pope & Vetter 1991 on delayed harm; synthesis]
- Ethical and reporting duties. Non-sexual holding by a current colleague belongs in consultation and, where the code requires it, in a conversation with the colleague. If touch became sexual or exploitative, give the client clear information about complaint routes (professional body or regulator) and support them whether or not they choose to use them. Pope and Vetter note that subsequent therapists can provide "necessary information and support" to patients considering a complaint. Whether you may or must report without consent depends on your jurisdiction and code, so check it. [source: Pope & Vetter 1991; synthesis]
Harm account: Masud Khan's misconduct (cautionary case)
What was actually done.
- Background. Khan began training in London in 1946 and qualified at 26 in 1950. His first training case, supervised by Anna Freud, had failed, which a later review called a "blatant violation" of the rules. He was refused training-analyst status three times before it was granted in 1959 with Winnicott as sponsor. From late 1951 he had been in analysis with Winnicott, and that analysis lasted about 15 years. During it Khan co-wrote and edited Winnicott's work, Brett Kahr says "primarily as an unpaid secretary, rather than as a patient first and foremost", and Winnicott referred patients to him. [source: Sandler & Godley 2004, pp. 33–35; Boynton]
- The Godley analysis, February 1959 to July 1966. The economist Wynne Godley consulted Winnicott, who referred him to Khan. Godley did not know Winnicott was then President of the Society. In the first interview Khan asked whether Godley was connected to the sculptor Epstein (Godley had married Epstein's daughter) and announced his own forthcoming marriage. [source: Sandler & Godley 2004, pp. 30–32]
- In sessions. Khan took phone calls, including from Winnicott, and Godley overheard details about other patients. Khan told stories of getting the better of people, sought Godley's sympathy, gossiped about other patients and his celebrity friends, and insulted him ("And to think you people ruled the world!"). When Godley talked of ending, Khan said he would end it before Godley did. [source: Sandler & Godley 2004, p. 31; Boynton]
- Outside sessions. Khan pressed another of his female patients on the married Godley as a partner ("handmade for one another"). The three socialised and played poker, and Khan cheated. He gave Godley valuable presents: a complete Encyclopaedia Britannica, a signed Léger lithograph and first editions. When Godley had flu, Khan sent another of his patients, a physician, to treat him. Khan turned up at Godley's house drunk and unannounced, tormented his stepdaughter, harassed his wife, and telephoned her during a difficult pregnancy and "tore into her". [source: Sandler & Godley 2004, pp. 31–32, 36; Boynton]
- Ending. Godley telephoned Winnicott, who agreed that Khan was mad and forbade further contact. Only later did Godley learn that Khan had been Winnicott's analysand throughout, and that Winnicott was analysing Godley's stepchild during the same years. [source: Sandler & Godley 2004, pp. 32, 35]
- Other patients and trainees. Khan had a public affair with a female candidate who was in training analysis with him. Her husband, also a trainee, complained in 1976 and was not believed at first. Khan had an affair with the wife of a man he was treating, and in later years became sexually involved with a number of patients. He phoned patients in the middle of the night and burst into their homes drunk, and gave "instant analyses" at parties. Susie Orbach describes him receiving trainees from a throne-like chair, gossiping about patients' sex lives, and showing them a sword he said he had used to kill a patient's dog. [source: Boynton; Sandler & Godley 2004, p. 33. The pattern of sexual contact with patients rests on later investigation and biography, not on a disciplinary finding about each case: uncertain]
- In print. In When Spring Comes (1988; US title The Long Wait), Khan's case "Mr Luis", a suicidal gay Jewish patient, includes an antisemitic speech by Khan to him ("Yes, I am anti-Semitic…"). Stoller later suspected that the clinical material was invented. [source: Boynton; Wikipedia "Masud Khan"]
How it caused harm.
- To Godley. He called the analysis a "spiral of degradation". He said he was "beaten into the ground", that it left "a sense of shame which took a long time to discharge", and that it reproduced his childhood trauma. He described the ending as having "exited from a devastated landscape". He believed Khan had tried to harm his unborn child, after his wife felt "a sharp pain in her womb" following Khan's call. That last point is Godley's belief, not an established fact. [source: Sandler & Godley 2004, pp. 31–32, 43; Boynton]
- Mechanisms. Gifts and special status made patients feel chosen and unable to complain: Sandler notes that "not a single patient of Khan's came forward and complained". Mixing patients socially destroyed the private space of the treatment and broke other patients' confidentiality. Patients were used to meet the analyst's social, sexual and narcissistic needs. Cruelty was passed off as analytic directness. [source: Sandler & Godley 2004, pp. 36, 39; synthesis]
- Institutional failure. Rumours about Khan's conduct with patients, candidates and colleagues circulated for years. He intimidated critics and threatened the Society with litigation. The 1976 complaint was upheld, and he lost his training role in 1976–77 but kept treating "ordinary people". The pressure to show "respect and sorrow" to a colleague assumed to be dying weighed on the response. He then lived 12 more years and nobody checked his fitness to practise. The Society had no Ethics Committee or code until after the formal complaint. Sandler calls it "a testimony to the power of denial and splitting" that no one asked how long the misconduct had gone on. He was expelled only in 1988, after five senior members complained about the book. Threats followed and police protection was needed. After Godley's 2001 article the Society held an inquiry whose report went to members only. [source: Sandler & Godley 2004, pp. 33–40; Boynton. The order of the post-1976 events is uncertain]
- Winnicott's part. Sandler says it is "far from clear who knew" that Khan was still in Winnicott's analysis. Godley judged that Winnicott "knew about Khan's destructive antics but was not man enough to intervene". Boynton's account says he knew of the infractions at the time. Either way, Winnicott's simultaneous roles as analyst, collaborator, sponsor and referrer are themselves a boundary failure. [source: Sandler & Godley 2004, pp. 35, 42; Boynton; uncertain on what Winnicott knew]
Recognising it today.
- In a celebrated or charismatic clinician. Patients are made to feel uniquely special. The therapist gives gifts, introduces patients to each other or to their own social circle, talks about other patients or famous friends, takes calls in session, brings their own marriage and conflicts into the room, contacts the patient's family, or drinks. Contempt gets relabelled as "confrontation" or "interpretation", and threats to end therapy are used as control. Theoretical brilliance is treated as an exemption from the rules. [source: Boynton; Sandler & Godley 2004; synthesis]
- Institutional signals. Years of unacted-on rumour, critics who are frightened, a "star" whose referrals and sponsorship bind colleagues, training analysts who also judge their analysands' progress, and no body able to act without a formal complaint. [source: Sandler & Godley 2004, pp. 34–40]
- Gabbard's types. Predatory therapists "lack the capacity to empathize with the patients they have exploited", usually have several victims, deny harm and rehabilitate poorly. That differs from the "lovesick" clinician involved with one patient. The difference matters for what an institution should expect. [source: Gabbard 2005]
- How legitimate practice differs. Legitimate self-disclosure is brief, for the patient's benefit and open to discussion. Legitimate flexibility is documented and supervised. Analysts do not treat their collaborators, employees or friends, or those people's families. [source: Gabbard 2005; synthesis]
What to do instead / helping those harmed.
- Institutions. Sandler recommends an Ethics Committee able to investigate without a formal complaint, with a pastoral role. Also: a detailed code with clear procedures, ethics seminars at least yearly for candidates and at career milestones, scientific meetings on ethics, a Clinical Liaison Consultant whom worried relatives can contact, and individual vigilance about countertransference. [source: Sandler & Godley 2004, pp. 38–41]
- Individual clinicians. Get regular consultation (Gabbard: isolation is a leading risk factor). Keep referral, collaboration and treatment relationships separate. Do not treat rumours about a colleague as noise. Raise the concern, consult, and report through your professional body as your code requires. [source: Gabbard 2005; synthesis]
- Clients harmed by a charismatic therapist. Expect loyalty, shame, self-blame, confusion about gifts and "specialness", and mistrust of you. Harm can surface years later. Name the conduct plainly as the therapist's violation, not the client's fault. Assess suicide risk (14% of patients harmed by sexual involvement had attempted suicide). Offer information on complaint routes without pressing. Watch your own reactions: outrage, disbelief, or an urge to protect a colleague or the profession. Pope and Vetter found that therapists who had themselves been sexually involved with patients tended not to see harm in others. [source: Pope & Vetter 1991; synthesis]
B1. Diagnosing the level: the three areas (Balint 1968)
- Purpose / when: Throughout, to decide whether interpretation will work. Balint describes three areas. The Oedipal area is triangular, involves conflict, and adult language works. The basic fault area is two-person, involves no conflict, and words become unreliable. The area of creation has no external object. [source: ALSF-Chile summary of Balint 1968]
- Steps:
- Look for basic-fault signs: the patient feels something is wrong in them that someone failed to put right; small errors land as huge injuries; the patient expects you to know without being told; interpretations are heard as attacks or seductions; the atmosphere changes and you feel pulled toward omnipotence or helplessness. [signs from Balint 1968; partly uncertain]
- If the level is Oedipal, interpret as usual. If it is the basic fault, switch to B2–B4. If it is creation, protect the silence (B6).
- Example language (illustrative, to yourself): “Are my words landing as words here, or as blows?”
- Watch for: The level can change within a session.
B2. Adjusting language and interpretation at the basic-fault level (Balint 1968)
- Purpose / when: When interpretations are misheard or feed clinging. Balint found that over-interpreting diminished patients and intensified clinging. [source: Wikipedia “Basic fault theory”; ALSF-Chile]
- Steps:
- Reduce how many interpretations you make and how long they are.
- Prefer descriptive, present-tense statements.
- Tolerate acting out and regression without rushing to interpret; save interpretation for when the patient has come out of the regressed state (ALSF-Chile).
- Attend to non-verbal communication.
- Example language (illustrative): “Something I said just now hurt.” (Not: “You experience me as your rejecting mother.”)
- Watch for / working when: Over-correction into silence that feels like absence. Working when the patient settles and words regain their ordinary weight.
B3. The unobtrusive analyst as primary substance (Balint 1968)
- Purpose / when: During regression at the level of the basic fault. Like earth or water, the analyst should carry the patient, be indestructible, and be willing to be used. Balint’s term for primary love is the “harmonious interpenetrating mix-up”. [source: ALSF-Chile summary of Balint 1968]
- Steps:
- Lower the asymmetry: drop the oracle stance.
- Be present and responsive without pushing your own agenda or meanings.
- Let yourself be used (leaned on, ignored, talked at) without demanding acknowledgement.
- Refuse the role of the omnipotent object, because omnipotence traps the patient in regression.
- Example language (illustrative): “Take whatever time you need. I’m not going anywhere.”
- Watch for / working when: Your own need to be important or helpful. Working when the patient seems to rest in the relationship and the demands become less urgent.
B4. Regression for recognition, not gratification: benign vs malignant (Balint 1968)
- Purpose / when: Whenever regression appears. Benign regression seeks tacit agreement to use the outside world to work on inner problems, which is regression for the sake of recognition. Malignant regression seeks gratification of instinctual cravings through the analyst’s actions, and leads to addiction-like spirals of demand. [source: ALSF-Chile; Wikipedia; IPA Encyclopedic Dictionary (Balint 1968, p. 146)]
- Steps:
- Assess: benign regression comes with mutual trust, moderate demands, and leads to a new beginning. Malignant regression shows desperate clinging, escalating demands, hysterical features, and a fragile or broken trust. [criteria list from Balint 1968; uncertain wording]
- If benign: recognise the need, give time and attention, and keep the frame.
- If malignant: decline special actions (extra contact, gifts, touch), interpret the demand spiral, and stand back from the omnipotent role. Keep warmth and the frame.
- Example language (illustrative): “I can see how much you need me to prove I care by giving you more time. I don’t think more time would settle it. What might help is staying with how unbearable the gap feels.”
- Watch for / working when: A frame that keeps expanding. Working (benign) when demands level off and the patient begins new behaviour.
B5. Allowing the new beginning (Balint 1932/1952, 1968)
- Purpose / when: After benign regression. The patient goes back to the point where development stopped and finds a new way of relating. Remembering is only a prelude to change. [source: ALSF-Chile summary of Balint 1932, 1965]
- Steps:
- Notice tentative new behaviour toward you (asking, refusing, playing, trusting).
- Allow it without interpreting it away.
- Recognise it simply.
- In Balint’s best-known case a patient who said she had never managed a somersault did one in the consulting room after he asked whether she could try now [source: Balint 1968; details uncertain]. Treat this as an illustration of permission and recognition, not as a technique to copy. Physical enactments need a boundary assessment [synthesis].
- Example language (illustrative): “You just told me no. That’s the first time.”
- Watch for / working when: Compliance that only looks like a new beginning. Working when the new behaviour turns up outside sessions too.
B6. Working with silence (Balint 1958/1968)
- Purpose / when: In long silences. Decide whether the patient is in the area of the basic fault (needs presence) or the area of creation (needs non-intrusion). Intrusion can destroy creative work. [source: ALSF-Chile]
- Steps:
- Read the non-verbal signs: relaxed or tense, absorbed or empty.
- If creative, wait.
- If basic fault, give a quiet sign that you are there (see also W4).
- Check your countertransference, since silence is shaped by both parties.
- Example language (illustrative): “Mm.” / “I’m with you.”
- Watch for / working when: Your own anxiety ending a productive silence. Working when the patient comes out with something new.
B7. Ocnophil and philobat: calibrating distance (Balint 1959)
- Purpose / when: At assessment and in the transference. The ocnophil clings to objects and fears the “horrid empty spaces” between them. The philobat feels safe in “friendly expanses” and keeps away from objects. Both are defences against the loss of primary harmony. [source: Balint 1959; ALSF-Chile; Wikipedia]
- Steps:
- Identify the patient’s style.
- With ocnophils, give steady contact and predictable continuity, and address the clinging gently.
- With philobats, respect distance, give space, and don’t chase.
- Check your own style. Over-interpreting may be your own clinging [synthesis, extending Balint].
- Example language (illustrative): Ocnophil: “The gap until next week feels like falling.” Philobat: “You like to know you can leave. That’s fine here.”
- Watch for / working when: Working when the patient can tolerate both closeness and space.
G1. Interpreting the in-and-out programme (Guntrip 1968, ch. 1)
- Purpose / when: For patients who move toward you and then pull away, start and stop therapy, or keep half-commitments. Guntrip describes the schizoid oscillation as fear of exhausting the object or of losing one’s own identity in it. [source: Guntrip 1968, pp. 36–37, via psptraining PDF]
- Steps:
- Track the rhythm (closeness, then cancelling, coming late or going flat).
- Name both fears: of devouring you, and of being swallowed by you.
- Don’t pursue and don’t retaliate.
- Example language (illustrative): “Last week you let me close, and this week you’re miles away. Maybe getting close felt dangerous, either for me or for you.”
- Watch for / working when: Working when the oscillation slows and can be talked about while it is happening.
G2. Reaching the regressed ego beneath defensive layers (Guntrip 1968)
- Purpose / when: When Oedipal and depressive work leaves something untouched. Guntrip holds that beneath guilt and conflict lies a withdrawn, regressed part of the libidinal ego, and that the central task is the “rebirth and regrowth” of the lost heart of the personality. [source: Guntrip 1968 Introduction, pp. 11–12]
- Steps:
- Listen for weakness, emptiness, futility and wishes to withdraw, sleep or be looked after.
- Interpret active symptoms (guilt, aggression, compulsive busyness) as a cover against feeling small and frightened.
- Make contact with that regressed part in a respectful way.
- Example language (illustrative): “All this rushing about keeps you from noticing how exhausted and small you feel underneath.”
- Watch for: Futility and suicidal thinking at the deepest level (Guntrip pp. 38–39); carry out standard risk assessment. Working when the patient can admit weakness without contempt.
G3. Addressing the hatred of weakness (Guntrip 1968, after Fairbairn)
- Purpose / when: When the patient despises their own need, or attacks therapy as weakness. The antilibidinal ego attacks the needy self. [source: Guntrip 1968 — chapters on the antilibidinal ego; uncertain on detail]
- Steps:
- Notice self-contempt, especially right after a moment of openness.
- Interpret it as an internal attack on the needy part.
- Side with the needy part without colluding against the patient.
- Example language (illustrative): “As soon as you told me you were lonely, something in you started sneering at it.”
- Watch for / working when: Working when self-contempt eases into self-compassion.
G4. Therapy as a reliable personal relationship (Guntrip 1968, 1975)
- Purpose / when: All the time. Guntrip describes the analyst’s steady concern as agape, a caring love the patient may not at first experience as love. [source: Guntrip 1968, p. 33]
- Steps:
- Be consistently present as a real, caring person.
- Talk enough to keep your presence felt with patients who lose you in silence. Guntrip reports Winnicott telling him that if he said nothing, Guntrip “may begin to feel I’m not here” [source: Guntrip 1975; quote uncertain].
- Don’t rely on interpretation alone. Guntrip felt his analysis with Fairbairn stayed too interpretive and Oedipal [source: Guntrip 1975].
- Example language (illustrative): “I’m saying something just so you know I’m still here with you.”
- Watch for / working when: Working when the patient can keep you in mind between sessions.
G5. Supporting therapeutic regression and dealing with stalemate (Guntrip 1968, chs. 11–13)
- Purpose / when: When the patient wants and fears a total breakdown into dependence, or settles into a half-in therapy that goes on and on (the “schizoid compromise” and “psychotherapeutic stalemate”, ch. 11). [source: chapter titles verified; contents uncertain]
- Steps: [synthesis drawing on Guntrip and Winnicott]
- Name the compromise, without blame.
- Separate regression as a hopeful search for rebirth from regression as giving up.
- Let it happen in measured phases, in session.
- Set up outside supports (GP, crisis plan, sometimes inpatient care as a refuge) before deepening the work.
- Help the patient move between regressed and functioning modes.
- Example language (illustrative): “Part of you wants to stop coping altogether. Let’s make room for that part here, without letting it take over your whole life.”
- Watch for: Loss of functioning, self-neglect, risk. Working when the patient comes out of regressed sessions feeling more real, not more depleted.
5. Handling problems
Where a response comes from the founders, the source is named. Everything tagged [synthesis] is this guide’s own guidance; the sources do not cover it.
- Stuck: the good patient who never changes. This is likely false-self compliance (Winnicott 1960) or the schizoid compromise (Guntrip 1968, ch. 11). Name the compliance with you (W5) and the half-in position (G5). Stop producing interpretations the patient will politely accept (W8). Ask what would happen if they stopped being a good patient. [source: Winnicott 1960; Guntrip 1968]
- Stuck: the closed system replays itself. Interpret how the patient fits you to an inner script (F6). Increase your real, non-template presence (F1). [source: Fairbairn 1958]
- Negative therapeutic reaction (worse after progress). Read it as loyalty to the bad object, or as the internal saboteur attacking hope (F4, F5, G3), not as defiance. [source: Fairbairn 1943/1944; FrancoAngeli abstract]
- Resistance as fear of release. If the patient avoids memories or closes down when persecutory material approaches, strengthen the holding before going on (F3). Fairbairn makes a good-object relationship the precondition for release. [source: Fairbairn 1943]
- Overwhelm or disintegration. Stop uncovering work. Move to management: grounding in the present, slower pace, more structure, contact with outside supports (W3). Get the setting right before interpreting. Do standard suicide and self-harm risk assessment and follow local crisis procedures. [source: Khan 1975, pp. xxv–xxvi; risk procedure: synthesis]
- Futility, emptiness, suicidal thoughts in schizoid patients. Guntrip connects deep detachment with futility and suicidal thinking (pp. 38–39). Treat these as signs of the regressed ego’s despair, and also as clinical risk. Assess risk by standard means, increase contact if indicated, and involve psychiatry. [source: Guntrip 1968; synthesis for procedure]
- Malignant regression: escalating demands (extra sessions, between-session contact, touch, gifts). Use Balint’s distinction (B4). Recognise the need warmly while declining the action, and keep the frame steady. Withdraw from the omnipotent role; don’t give in and don’t punish. If the spiral continues, get a consultation and consider changing format (lower intensity, more structure) [synthesis]. [source: Balint 1968 via ALSF-Chile]
- Requests for touch or holding. Explore the meaning and recognise the longing. Do not use physical holding (see W15). Offer verbal holding (W4) and reliability. Write up the decision and take it to supervision. [synthesis; current ethics]
- Non-adherence: missed sessions, lateness, unpaid fees. In-and-out patients come and go (G1); philobats need distance (B7); ocnophils may punish breaks. Interpret the pattern, and keep the frame (fee, cancellation policy) as part of holding, not as punishment. Don’t chase (G1), but do send one clear, warm contact after unexplained absences [synthesis].
- Ruptures caused by your mistakes. Acknowledge plainly and receive the anger (W6). Don’t over-apologise or explain at length. Link to early failures only later. [source: Winnicott 1963; Khan 1975, p. xxiv]
- Ruptures caused by the patient’s attacks. Survive (W7): no retaliation, no collapse, no frame change. Process your hate privately and in supervision (W12). [source: Winnicott 1947, 1969]
- Your hate, boredom, sleepiness. Treat them as countertransference data (W12). Check for subtle retaliation such as lateness, sarcasm or wanting to discharge the patient. Use supervision. [source: Khan 1975, p. xxiv]
- Interpretations heard as attacks. You are probably at the basic-fault level. Cut down how much you say and simplify it (B1, B2). [source: Balint 1968]
- Silence you can’t read. Tell creative silence apart from withdrawal and hostility (B6, W4, W11). If unsure, give a brief, low-demand sign of presence (G4). [source: Balint; Winnicott; Guntrip 1975]
- Breaks and endings felt as abandonment. Prepare early. Link the break to earlier losses, and keep the frame unchanged around it (W1). In regressed phases, avoid long breaks or plan cover [synthesis].
- Low-frequency settings (once weekly) and online work. Regression to dependence is harder to hold at low frequency. Use mainly F1–F8, W5–W9, B2, B7 and G1–G4. Keep deep regression (W3, B4–B5, G5) for settings with enough frequency and outside support. Online, watch closely for withdrawal you can’t see, and agree what happens if the connection drops [synthesis].
- Modality-specific trap: confusing holding with gratification. Management means a reliable setting, not indulgence (Khan p. xxvi). Balint’s recognition-not-gratification rule applies here [source: Khan 1975; Balint 1968].
- Modality-specific trap: therapist omnipotence or rescue fantasies. Being needed in a regressed patient’s dependence can feed the therapist’s grandiosity, and both Balint and Winnicott warn against omnipotence. Get regular consultation for regressed cases. Khan’s later conduct shows how badly this tradition can go wrong without boundaries [synthesis; Khan conduct uncertain].
- Erotic or sexualised demands in regression. Treat these as basic-fault needs for closeness expressed in adult language (B1). Recognise the need and do not act on it [synthesis].
Sources
Sources
- Introduction by M. Masud R. Khan, in Winnicott, Through Paediatrics to Psycho-Analysis (PDF, psptraining.com)
- Guntrip, Schizoid Phenomena, Object Relations and the Self, front matter and ch. 1 (PDF, psptraining.com)
- Falla básica, relación terapéutica: aportación de Michael Balint (ALSF-Chile)
- Basic fault theory (Wikipedia)
- IPA Inter-Regional Encyclopedic Dictionary of Psychoanalysis: Ferenczi and Balint, Primary Object-love
- Object Relations Theory (McGraw-Hill, An Introduction to Counselling extract)
- The Object Relations Theory of Ronald Fairbairn (Get Therapy Birmingham)
- Fairbairn, The Removal and Return of Bad Objects (FrancoAngeli abstract)
- Squiggle (Encyclopedia.com, Johns, International Dictionary of Psychoanalysis)
- PEP-Web citation: Fairbairn, Endopsychic Structure (1944/1952) (citation only)
- PEP-Web citation: Fairbairn, Synopsis of an Object-Relations Theory (1963) (citation only)
Further reading (not drawn on unless listed above)
- Fairbairn, W. R. D. (1952). Psychoanalytic Studies of the Personality. London: Tavistock/Routledge. Includes 1940 “Schizoid factors in the personality”; 1941 “A revised psychopathology of the psychoses and psychoneuroses”; 1943 “The repression and the return of bad objects”; 1944 “Endopsychic structure considered in terms of object-relationships”.
- Fairbairn, W. R. D. (1958). On the nature and aims of psycho-analytical treatment. International Journal of Psycho-Analysis, 39, 374–385.
- Winnicott, D. W. (1947/1958). Hate in the counter-transference. In Through Paediatrics to Psycho-Analysis. London: Tavistock.
- Winnicott, D. W. (1954/1958). Metapsychological and clinical aspects of regression within the psycho-analytical set-up; Withdrawal and regression. In Through Paediatrics to Psycho-Analysis.
- Winnicott, D. W. (1958/1965). The capacity to be alone. In The Maturational Processes and the Facilitating Environment. London: Hogarth.
- Winnicott, D. W. (1960/1965). Ego distortion in terms of true and false self. In The Maturational Processes.
- Winnicott, D. W. (1962/1965). The aims of psycho-analytical treatment. In The Maturational Processes.
- Winnicott, D. W. (1963/1965). Dependence in infant care, in child care, and in the psycho-analytic setting; Communicating and not communicating. In The Maturational Processes.
- Winnicott, D. W. (1967/1971). Mirror-role of mother and family in child development. In Playing and Reality. London: Tavistock.
- Winnicott, D. W. (1969). The use of an object. International Journal of Psycho-Analysis, 50, 711–716.
- Winnicott, D. W. (1971). Playing and Reality. London: Tavistock.
- Winnicott, D. W. (1971). Therapeutic Consultations in Child Psychiatry. London: Hogarth.
- Winnicott, D. W. (1974). Fear of breakdown. International Review of Psycho-Analysis, 1, 103–107.
- Balint, M. (1952). Primary Love and Psycho-Analytic Technique. London: Hogarth (includes 1932 “Character analysis and new beginning”).
- Balint, M. (1959). Thrills and Regressions. London: Hogarth.
- Balint, M. (1968). The Basic Fault: Therapeutic Aspects of Regression. London: Tavistock.
- Guntrip, H. (1968). Schizoid Phenomena, Object-Relations and the Self. London: Hogarth.
- Guntrip, H. (1975). My experience of analysis with Fairbairn and Winnicott. International Review of Psycho-Analysis, 2, 145–156.
- Little, M. I. (1990). Psychotic Anxieties and Containment: A Personal Record of an Analysis with Winnicott. Northvale, NJ: Aronson.
- Sandler, A.-M., & Godley, W. (2004). Institutional responses to boundary violations: the case of Masud Khan. International Journal of Psychoanalysis, 85, 27–43. PDF, IPA website
- Boynton, R. S. The return of the repressed: psychoanalysis's fallen angel (Boston Review). Author's site
- Gabbard, G. O. (2005). Patient-therapist boundary issues. Psychiatric Times. Online
- Pope, K. S., & Vetter, V. A. (1991). Prior therapist-patient sexual involvement among patients seen by psychologists. Psychotherapy, 28(3), 429–438. kspope.com
- Gardner, F. (2022). For heaven's sake, be yourself: Margaret Little in therapy with Donald Winnicott. Blog
- Article on Margaret Little's analysis with Winnicott, Jornal de Psicanálise (São Paulo), 51(95). PePSIC PDF (author not recorded)
- Masud Khan (Wikipedia)
- Reparenting (Wikipedia), citing Mountain, C. (2022). Schiffian reparenting: a critical evaluation. Transactional Analysis Journal, 52(1)
- Godley, W. (2001). Saving Masud Khan. London Review of Books, 23(4), 22 February 2001
- Hopkins, L. (2006). False Self: The Life of Masud Khan. New York: Other Press
- Khan, M. M. R. (1988). When Spring Comes: Awakenings in Clinical Psychoanalysis. London: Chatto & Windus